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SECURITIES BROKERAGE FIRM & BROKER LICENSING
The attorneys of Stein & Stein, P.A., represent individual securities brokers and brokerage firms concerning licensing issues for the State of Florida self-regulatory organizations, including FINRA and other states. Craig Stein served as general counsel for the Florida Department of Banking and Finance, n/k/a The Florida Office of Financial Regulation, where he routinely handled licensing matters for the division. This experience has provided Mr. Stein with an extensive depth of knowledge, experience and understanding for the licensing issues that arise for brokers in the State of Florida.
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