Assisted in cease and desist actions against Ponzi schemes in 1995-1997 for the State of Florida, Department of Banking and Finance (Now Known As the Florida Office of Financial Regulation).
Handled over one thousand employment and consumer related securities matters while in private practice.
Represented over 600 brokers who transferred billions of dollars in assets under management from one financial institution to another.
Represented over 200 individual advisors in relation to a mass action against their previous employer.
Lectured at FINRA regarding handling and defending Claimant cases.
Lectured to the Town Council of Palm Beach regarding financial fraud.
Quoted in the Registered Representative Magazine, The New York Times, Palm Beach Post, Palm Beach Daily News, Sun Sentinel, London Times and Reuters.
Publication in the Trusts and Estates Magazine, February 2006.
Publication in the Family Office Exchange, February 2009.
