Craig D. Stein

Craig D. Stein, Esquire


  • 1991 – University of Florida, B.A. in Finance
  • 1994 – Nova Southeastern University, J.D.

Honors & Awards

  • Assisted in cease and desist actions against Ponzi schemes in 1995-1997 for the State of Florida, Department of Banking and Finance (Now Known As the Florida Office of Financial Regulation).
  • Handled over one thousand employment and consumer related securities matters while in private practice.
  • Represented over 600 brokers who transferred billions of dollars in assets under management from one financial institution to another.
  • Represented over 200 individual advisors in relation to a mass action against their previous employer. 
  • Lectured at FINRA regarding handling and defending Claimant cases.
  • Lectured to the Town Council of Palm Beach regarding financial fraud.
  • Quoted in the Registered Representative Magazine, The New York Times, Palm Beach Post, Palm Beach Daily News, Sun Sentinel, London Times and Reuters.
  • Publication in the Trusts and Estates Magazine, February 2006.
  • Publication in the Family Office Exchange, February 2009.

Professional Experience

  • 2008 to Present
    Stein & Stein, P.A., Attorneys & Counselors, Palm Beach Florida, Partner
  • 2003 to 2008
    Stein, Rosenberg & Stein, P.A., Fort Lauderdale and Boca Raton, Florida, Partner
  • 1997 to 2003
    Stein, Rosenberg & Winikoff, P.A., Fort Lauderdale, Florida, Associate/Partner
  • 1995 to 1997
    Florida Department of Banking and Finance, Tallahassee and Miami, Florida, Assistant General Counsel


  • Securities Industry Association
  • Compliance and Legal

Court Admissions

  • The Florida Bar
  • U.S. Supreme Court
  • U.S. District Court, Southern District of Florida
  • U.S. District Court, Middle District of Florida
  • U.S. District Court, Northern District of Florida